U.S. Department of Energy - Oak Ridge Office
Directives Management Group
(SCMS Operations Center)

ACTIVE DOE DIRECTIVES CONTROL FORMS CHECKLIST
as of November 19, 2009

You can search this page:  From your browser menu, select Edit, then Find.  Type in the Directives number or word(s), then select Find Next.
Click the following link to access the Archived DOE Directives Control Forms Checklist

Click the following directive type to go to it in the report:
Policies (3-Digit) Orders (3-Digit) Manuals Notices Guides (3-Digit)
  Orders (4-Digit)   Guides (4-Digit)

To view the "directive's control form", click the directive number.
To view the "directive", go to the DOE-HQ DOE Directives Portal.
DIRECTIVE NO.
(Control Form
PDF Link)		 SUBJECT DATED CRD?
(Yes/No)		 Contractor
Applic.
or Reqts.?
(Yes/No)		 Cancelled
In Part
(Yes/No
and, if yes,
the Directive No.)		 DNFSB
 Related
(Yes/No)

POLICIES (3-Digit)
DOE P 111.1 DEPARTMENTAL ORGANIZATION MANAGEMENT SYSTEM 08/27/1996 No No No No
DOE P 141.1
(Control Form
Revised
02/29/2008)		 DEPARTMENT OF ENERGY MANAGEMENT OF CULTURAL RESOURCES 05/02/2001 No YES
 Appl.		 No No
DOE P 141.2 PUBLIC PARTICIPATION AND COMMUNITY RELATIONS 05/02/2003 No No No YES
DOE P 205.1
(Control Form
Revised
02/14/2008)		 DEPARTMENTAL CYBER SECURITY MANAGEMENT POLICY 05/08/2001 No YES
 Appl.		 No No
DOE P 226.1A DEPARTMENT OF ENERGY OVERSIGHT POLICY 05/25/2007 No YES
 Appl.
via Scope		 No YES
DOE P 310.1 MAXIMUM ENTRY AND MANDATORY SEPARATION AGES FOR CERTAIN SECURITY EMPLOYEES 10/11/2001 No No No No
DOE P 410.1A
 (Control Form
Revised
02/07/2003)		 PROMULGATING NUCLEAR SAFETY REQUIREMENTS 05/15/1996 No No No YES
DOE P 411.1
 (Control Form
Revised
02/06/2003)		 SAFETY MANAGEMENT FUNCTIONS, RESPONSIBILITIES, AND AUTHORITIES POLICY 01/28/1997 No No No YES
DOE P 413.1 PROGRAM AND PROJECT MANAGEMENT POLICY FOR THE PLANNING, PROGRAMMING, BUDGETING, AND ACQUISITION OF CAPITAL ASSETS 06/10/2000 No No No YES
DOE P 413.2 VALUE ENGINEERING 01/07/2004 No YES
 Appl.		 No No
DOE P 426.1 FEDERAL TECHNICAL CAPABILITY POLICY FOR DEFENSE NUCLEAR FACILITIES 12/10/1998 No No No YES
DOE P 430.1 LAND AND FACILITY USE PLANNING 07/09/1996 No No No YES
DOE P 434.1 CONDUCT AND APPROVAL OF SELECT AGENT AND TOXIN WORK AT DEPARTMENT OF ENERGY SITES 06/09/2009 No YES
 Appl.		 No No
DOE P 441.1
 (Control Form
Revised
02/07/2003)		 DEPARTMENT OF ENERGY RADIOLOGICAL HEALTH AND SAFETY POLICY 04/26/1996 No YES
 Appl.		 No YES
DOE P 442.1 DIFFERING PROFESSIONAL OPINIONS ON TECHNICAL ISSUES RELATED TO ENVIRONMENT, SAFETY, AND HEALTH 11/16/2006 No YES
 Appl.
via Employee
Scope		 No YES
DOE P 443.1A PROTECTION OF HUMAN SUBJECTS 12/20/2007 No No No No
DOE P 450.2A
 (Control Form
Revised
02/06/2003)		 IDENTIFYING, IMPLEMENTING, AND COMPLYING WITH ENVIRONMENT, SAFETY, AND HEALTH REQUIREMENTS 05/15/1996 No YES
 Appl.		 No YES
DOE P 450.3 AUTHORIZING USE OF THE NECESSARY AND SUFFICIENT PROCESS FOR STANDARDS-BASED ENVIRONMENT, SAFETY AND HEALTH MANAGEMENT 01/25/1996 No YES
 Appl.		 No YES
DOE P 450.4
 (Control Form
Revised
02/07/2003)		 SAFETY MANAGEMENT SYSTEM POLICY 10/15/1996 No YES
 Appl.		 No YES
DOE P 450.7 DEPARTMENT OF ENERGY ENVIRONMENT, SAFETY AND HEALTH (ES&H) GOALS 08/02/2004 No YES
 Appl.		 No YES
DOE P 454.1 USE OF INSTITUTIONAL CONTROLS 04/09/2003 No No No YES
DOE P 455.1
(Control Form
Revised
02/21/2008)		 USE OF RISK-BASED END STATES 07/15/2003 No No No YES
DOE P 456.1
Control Form
Revised
02/28/2008)		 SECRETARIAL POLICY STATEMENT ON NANOSCALE SAFETY 09/15/2005 No YES
 Appl.		 No No
DOE P 470.1 INTEGRATED SAFEGUARDS AND SECURITY MANAGEMENT (ISSM) POLICY 05/08/2001 No YES
 Appl.		 No No
DOE P 580.1
(Control Form
Revised
02/20/2008)		 MANAGEMENT POLICY FOR PLANNING, PROGRAMMING, BUDGETING, OPERATION, MAINTENANCE AND DISPOSAL OF REAL PROPERTY 05/20/2002 No No No No

ORDERS (3-Digit)
DOE O 100.1D SECRETARIAL SUCCESSION 05/14/2007 No No No No
DOE O 110.3A CONFERENCE MANAGEMENT 01/25/2007 YES   No No
DOE O 130.1
(Control Form
 Revised
 01/21/2009)		 BUDGET FORMULATION 09/29/1995 YES   No No
DOE O 135.1A BUDGET EXECUTION---FUNDS DISTRIBUTION AND CONTROL 01/09/2006 No No No No
DOE O 137.1A PLAN FOR OPERATING IN THE EVENT OF A LAPSE IN APPROPRIATIONS 08/30/1999 No No No No
DOE O 142.1 CLASSIFIED VISITS INVOLVING FOREIGN NATIONALS 01/13/2004 YES   No No
DOE O 142.2A VOLUNTARY OFFER SAFEGUARDS AGREEMENT AND ADDITIONAL PROTOCOL WITH THE INTERNATIONAL ATOMIC ENERGY AGENCY 12/15/2006 YES   No No
DOE O 142.3,
Change 1		 UNCLASSIFIED FOREIGN VISITS AND ASSIGNMENTS 02/28/2008 YES   No No
DOE O 142.4 INTERNATIONAL COMMITMENTS MANAGEMENT 11/18/2008 No   No No
DOE O 143.1 PAYMENTS IN LIEU OF TAXES 05/08/2003 No No No No
DOE O 144.1 Department of Energy American Indian Tribal Government Interactions and Policy 01/16/2009 No No No No
DOE O 150.1 CONTINUITY PROGRAMS 05/08/2008 YES YES
 Appl.		 No No
DOE O 151.1C COMPREHENSIVE EMERGENCY MANAGEMENT SYSTEM 11/02/2005 YES   No YES
DOE O 153.1 DEPARTMENTAL RADIOLOGICAL EMERGENCY RESPONSE ASSETS 06/27/2007 YES YES
Appl. &
Reqts.		 No YES
DOE O 200.1A
 		 INFORMATION MANAGEMENT PROGRAM 12/23/2008 YES YES
Appl. &
Reqts.		 No No
DOE O 200.2 INFORMATION COLLECTION MANAGEMENT PROGRAM 10/11/2006 No No No No
DOE O 203.1 LIMITED PERSONAL USE OF GOVERNMENT OFFICE EQUIPMENT INCLUDING INFORMATION TECHNOLOGY 01/07/2005 No No
See
Paragraph 3b
of Directive;
Contractors
covered under
Government
Property
Clause		 No No
DOE O 205.1A
(Control Form
Revised
02/14/2008)		 DEPARTMENT OF ENERGY CYBER SECURITY MANAGEMENT 12/04/2006 YES   No YES
DOE O 206.1 DEPARTMENT OF ENERGY PRIVACY PROGRAM 01/16/2009 YES YES
 Appl.		 No No
DOE O 210.2 DOE CORPORATE OPERATING EXPERIENCE PROGRAM 06/12/2006 YES   No YES
DOE O 221.1A REPORTING FRAUD, WASTE, AND ABUSE TO THE OFFICE OF INSPECTOR GENERAL 04/19/2008 YES YES
 Appl.		 No No
DOE O 221.2A COOPERATION WITH THE OFFICE OF INSPECTOR GENERAL 02/25/2008 YES   No No
DOE O 221.3A ESTABLISHMENT OF MANAGEMENT DECISIONS ON OFFICE OF INSPECTOR GENERAL REPORTS 04/19/2008 No No No No
DOE O 224.2A
(Control Form
 Revised
 01/14/2009)		 AUDITING OF PROGRAMS AND OPERATIONS 11/09/2007 No No No No
DOE O 224.3 AUDIT RESOLUTION AND FOLLOW-UP PROGRAM 01/24/2005 No No No No
DOE O 225.1A ACCIDENT INVESTIGATIONS 11/26/1997 YES   No YES
DOE O 226.1A IMPLEMENTATION OF DEPARTMENT OF ENERGY OVERSIGHT POLICY 07/31/2007 YES   No YES
DOE O 231.1A,
Change 1		 ENVIRONMENT, SAFETY, AND HEALTH REPORTING 06/03/2004 No No No YES
DOE O 241.1A,
Change 1		 SCIENTIFIC AND TECHNICAL INFORMATION MANAGEMENT 10/14/2003 YES   No No
DOE O 243.1 RECORDS MANAGEMENT PROGRAM 02/03/2006 YES   No No
DOE O 243.2 VITAL RECORDS 02/02/2006 YES   No No
DOE O 251.1C
(Admin. Chg. 1)		 DEPARTMENTAL DIRECTIVES PROGRAM 04/03/2009 YES   No No
DOE O 252.1 TECHNICAL STANDARDS PROGRAM 11/19/1999 YES   No YES
DOE O 311.1B EQUAL EMPLOYMENT OPPORTUNITY AND DIVERSITY PROGRAM 02/12/2003 No No No No
DOE O 320.1,
Change 1		 ACQUIRING AND POSITIONING HUMAN RESOURCES 11/21/2003 No No No No
DOE O 321.1 EMPLOYMENT OF EXPERTS AND CONSULTANTS 11/06/2006 No No No No
DOE O 322.1B PAY AND LEAVE ADMINISTRATION AND HOURS OF DUTY 01/14/2005 No No No No
DOE O 323.1
 (Adm. Chg. 1)		 GARNISHMENT OF FEDERAL EMPLOYEES' PAY 06/04/2008 No No No No
DOE O 326.1 CONFIDENTIAL FINANCIAL DISCLOSURE REPORTS (OGE 450) 12/09/2008 No No No No
DOE O 327.1 FURLOUGH OR REDUCTION IN FORCE IN THE SENIOR EXECUTIVE SERVICE  05/15/2003 No No No No
DOE O 328.1 HUMAN CAPITAL MANAGEMENT ACCOUNTABILITY PROGRAM 08/01/2008 No No No No
DOE O 331.1B,
Change 1
(Control Form
 Revised
 01/12/2009)		 EMPLOYEE PERFORMANCE MANAGEMENT SYSTEM 06/27/2001 No No No No
DOE O 341.1A
(Control Form
 Revised
 02/12/2008)		 FEDERAL EMPLOYEE HEALTH SERVICES 10/18/2007 YES   No YES
DOE O 342.1 GRIEVANCE POLICY AND PROCEDURES 02/02/2006 No No No No
DOE O 350.1,
Change 2		 CONTRACTOR HUMAN RESOURCE MANAGEMENT PROGRAMS 10/13/2009 YES   No No
DOE O 350.2A USE OF MANAGEMENT AND OPERATING OR OTHER FACILITY MANAGEMENT CONTRACTOR EMPLOYEES FOR SERVICES TO DOE IN THE WASHINGTON, D.C. AREA 10/29/2003 YES   No No
DOE O 360.1B FEDERAL EMPLOYEE TRAINING 10/11/2001 No No No YES
DOE O 361.1B ACQUISITION CAREER DEVELOPMENT PROGRAM

(NOTE:  This directive has two Control Forms:   AD-42  is responsible for the Order, Except for Chapter IV and NS-50 is responsible for Chapter IV.		 01/24/2008 No No No YES
DOE O 410.1 Central Technical Authority Responsibilities Regarding Nuclear Safety Requirements 08/28/2007 No No No YES
DOE O 410.2 MANAGEMENT OF NUCLEAR MATERIALS 08/17/2009 YES YES
Appl. &
Reqts.		 No YES
DOE O 412.1A
(Control Form
 Revised
 02/11/2008)		 WORK AUTHORIZATION SYSTEM 04/21/2005 No Applicable
 to contractors
by provisions
 with DEAR		 No No
DOE O 413.1B INTERNAL CONTROL PROGRAM 10/28/2008 YES   No No
DOE O 413.2B LABORATORY DIRECTED RESEARCH AND DEVELOPMENT 04/19/2006 YES   No No
DOE O 413.3A,
Change 1		 PROGRAM AND PROJECT MANAGEMENT FOR THE ACQUISITION OF CAPITAL ASSETS 11/17/2008 YES   No YES
DOE O 414.1C QUALITY ASSURANCE 06/17/2005 YES   No YES
DOE O 420.1B FACILITY SAFETY 12/22/2005 YES   No YES
DOE O 420.2B SAFETY OF ACCELERATOR FACILITIES 07/23/2004 YES   No No
DOE O 425.1C STARTUP AND RESTART OF NUCLEAR FACILITIES 03/13/2003 YES   No YES
DOE O 430.1B,
Change 1		 REAL PROPERTY ASSET MANAGEMENT 02/08/2008 YES   No YES
DOE O 430.2B
 		 DEPARTMENTAL ENERGY,  RENEWABLE ENERGY AND TRANSPORTATION MANAGEMENT 02/27/2008 YES   No YES
DOE O 433.1A
(Control Form
 Revised
 02/11/2008)		 MAINTENANCE MANAGEMENT PROGRAM FOR DOE NUCLEAR FACILITIES 02/13/2007 YES   No YES
DOE O 435.1,
Change 1
(Control Form
Revised
02/26/2008)		 RADIOACTIVE WASTE MANAGEMENT 08/28/2001 YES   No YES
DOE O 440.1B WORKER PROTECTION PROGRAM FOR DOE (INCLUDING THE NATIONAL NUCLEAR SECURITY ADMINISTRATION) FEDERAL EMPLOYEES 05/17/2007 No   No No
DOE O 440.2B,
Change 1		 AVIATION MANAGEMENT AND SAFETY 11/19/2006 YES   No No
DOE O 442.1A DEPARTMENT OF ENERGY EMPLOYEE CONCERNS PROGRAM 06/06/2001 YES   No YES
DOE O 443.1A PROTECTION OF HUMAN SUBJECTS 12/20/2007 YES YES
 Appl.		 No No
DOE O 450.1A ENVIRONMENTAL PROTECTION PROGRAM 06/04/2008 YES   No YES
DOE O 451.1B,
Change 1
 Control Form
Revised
02/29/2008)
(Supplemented By
DOE N 451.1)		 NATIONAL ENVIRONMENTAL POLICY ACT COMPLIANCE PROGRAM 09/28/2001 No No No YES
DOE O 452.1D
 (No Control Form)		 NUCLEAR EXPLOSIVE AND WEAPON SURETY PROGRAM 04/14/2009 YES   No YES
DOE O 452.2D
 (No Control Form)		 NUCLEAR EXPLOSIVE SAFETY 04/14/2009 YES   No YES
DOE O 452.3 MANAGEMENT OF THE DEPARTMENT OF ENERGY NUCLEAR WEAPONS COMPLEX 06/08/2005 YES   No YES
DOE O 452.4A SECURITY AND CONTROL OF NUCLEAR EXPLOSIVES AND NUCLEAR WEAPONS 12/17/2001 YES   No No
DOE O 452.6A
(No Control Form)		 NUCLEAR WEAPON SURETY INTERFACE WITH THE DEPARTMENT OF DEFENSE 04/14/2009 YES   No No
DOE O 457.1 NUCLEAR COUNTERTERRORISM 02/07/2006 YES   No No
DOE O 460.1B
(ORO
Control Form
Updated
05/23/2005)		 PACKAGING AND TRANSPORTATION SAFETY 04/04/2003 YES   No YES
DOE O 460.2A
(Control Form
Revised
02/26/2008)		 DEPARTMENTAL MATERIALS TRANSPORTATION AND PACKAGING MANAGEMENT 12/22/2004 YES   No YES
DOE O 461.1A
(Control Form
Updated
05/23/2005)		 PACKAGING AND TRANSFER OR TRANSPORTATION OF MATERIALS OF NATIONAL SECURITY INTEREST 04/26/2004 YES   No YES
DOE O 462.1 IMPORT AND EXPORT OF CATEGORY 1 AND 2 RADIOACTIVE SOURCES AND AGGREGATED QUANTITIES 11/10/2008 YES   No No
DOE O 470.2B INDEPENDENT OVERSIGHT AND PERFORMANCE ASSURANCE PROGRAM 10/31/2002 YES   No YES
DOE O 470.3B GRADED SECURITY PROTECTION (GSP) POLICY 08/12/2008 YES   No No
DOE O 470.4A SAFEGUARDS AND SECURITY PROGRAM 05/25/2007 No No No YES
DOE O 471.1A IDENTIFICATION AND PROTECTION OF UNCLASSIFIED CONTROLLED NUCLEAR INFORMATION (UCNI) 06/30/2000 YES   No No
DOE O 471.3 IDENTIFYING AND PROTECTING OFFICIAL USE ONLY INFORMATION 04/09/2003 YES   No No
DOE O 475.1
(Control Form
 Revised
 03/04/2008)		 COUNTERINTELLIGENCE PROGRAM 12/10/2004 YES   No No
DOE O 475.2 IDENTIFYING CLASSIFIED INFORMATION 08/28/2007 YES   No No
DOE O 481.1C
 (Control Form
Revised
02/06/2008)		 WORK FOR OTHERS (NON-DEPARTMENT OF ENERGY FUNDED WORK) 01/24/2005 No No
(Prev. Ver.
had CRD; and
cannot be removed
from a Facility
Management
contract until
DEAR 970.5217-1,
"Work for Others
Program" clause
has been
incorporated
into the
contract.)		 No No
DOE O 482.1
 (Control Form
Revised
02/06/2008)		 DOE FACILITIES TECHNOLOGY PARTNERING PROGRAMS 01/12/2001 YES   No No
DOE O 483.1
 (Control Form
Revised
02/06/2008)		 DOE COOPERATIVE RESEARCH AND DEVELOPMENT AGREEMENTS 01/12/2001 YES   No No
DOE O 484.1
 (Control Form
Revised
02/06/2008)		 REIMBURSABLE WORK FOR THE DEPARTMENT OF HOMELAND SECURITY 08/17/2006 YES   No No
DOE O 520.1A CHIEF FINANCIAL OFFICER RESPONSIBILITIES 11/21/2006 No No No No
DOE O 522.1 PRICING OF DEPARTMENTAL MATERIALS AND SERVICES 11/03/2004 YES   No No
DOE O 523.1
(Control Form
 Revised
 01/14/2009)		 FINANCIAL MANAGEMENT OVERSIGHT 08/31/2006 No No No No
DOE O 533.1 COLLECTION FROM CURRENT AND FORMER EMPLOYEES FOR INDEBTEDNESS TO THE UNITED STATES 09/26/2003 No No No No
DOE O 534.1B
(Control Form
Revised
02/19/2008)		 ACCOUNTING 01/06/2003 YES   No No
DOE O 535.1 TIME AND ATTENDANCE REPORTING 10/22/2004 No   No No
DOE O 540.1B DEPARTMENTAL BUSINESS INSTRUMENT NUMBERING SYSTEM FOR ACTIONS CONDUCTED OUTSIDE OF THE STRATEGIC INTEGRATED PROCUREMENT ENTERPRISE SYSTEM (STRIPS) 05/23/2008 No No No No
DOE O 541.1B
(Control Form
Revised
02/20/2008)		 APPOINTMENT OF CONTRACTING OFFICERS AND CONTRACTING OFFICER REPRESENTATIVES 04/21/2004 No No No YES
DOE O 542.2A
(Control Form
Revised
02/20/2008)		 UNSOLICITED PROPOSALS 02/27/2002 No No No No
DOE O 544.1 PRIORITIES AND ALLOCATIONS PROGRAM 10/12/2004 No No
(See
Paragraph 3.b.
of the
Directive)		 No No
DOE O 551.1C OFFICIAL FOREIGN TRAVEL 06/24/2008 YES YES
 Appl.		 No No
DOE O 552.1A,
(Adm. Chg. 1)		 TRAVEL POLICY AND PROCEDURES 10/01/2008 No No No No
DOE O 580.1,
Change 1		 DEPARTMENT OF ENERGY PERSONAL PROPERTY MANAGEMENT PROGRAM 05/08/2008 YES YES
 Appl.		 No No

ORDERS (4-Digit)
DOE 1220.1A,
Change 1
(Control Form
Revised
02/19/2008)		 CONGRESSIONAL AND INTERGOVERNMENTAL AFFAIRS 06/28/1992   YES
 Appl. to
contractors
performing
work for DOE
as provided
by law
and/or
contract.		 No No
DOE 1340.1B MANAGEMENT OF PUBLIC COMMUNICATIONS PUBLICATIONS AND SCIENTIFIC, TECHNICAL, AND ENGINEERING PUBLICATIONS 01/07/1993   YES
Appl. &
Reqts.		 No No
DOE 1450.4 CONSENSUAL LISTENING-IN TO OR RECORDING TELEPHONE/RADIO CONVERSATIONS 11/12/1992   YES
 Appl. &
Reqts.		 No No
DOE 2340.1C COORDINATION OF GENERAL ACCOUNTING OFFICE ACTIVITIES 06/08/1992   No No No
DOE 3731.1,
Change 1
(Control Form
 Revised
 01/12/2009)		 SUITABILITY, POSITION SENSITIVITY DESIGNATIONS, AND RELATED PERSONNEL MATTERS 07/08/1992   No No No
DOE 3750.1,
Change 6
(Control Form
 Revised
 02/07/2008)		 WORK FORCE DISCIPLINE 08/21/1992   No No No
DOE 3792.3,
Change 1
(Control Form
 Revised
 02/07/2008)		 DRUG-FREE FEDERAL WORKPLACE TESTING IMPLEMENTATION PROGRAM 08/21/1992   No
Contr. Ref'd
(See Order -
Collection
Site, and
Med. Review
Officer)		 No No
DOE 5400.5,
Change 2
(Control Form
Revised
02/28/2008)		 RADIATION PROTECTION OF THE PUBLIC AND THE ENVIRONMENT 01/07/1993   YES
Appl. &
Reqts.		 YES
DOE O 231.1		 YES
DOE 5480.19,
Change 2
 (Control Form
Revised
02/05/2003)		 CONDUCT OF OPERATIONS REQUIREMENTS FOR DOE FACILITIES 10/23/2001   YES
Appl. &
Reqts.		 No YES
DOE 5480.20A,
Change 1		 PERSONNEL SELECTION, QUALIFICATION,   AND TRAINING REQUIREMENTS FOR DOE NUCLEAR FACILITIES 07/12/2001   YES
Appl. &
Reqts.		 No YES
DOE 5480.30,
Change 1
 (Control Form
Revised
02/07/2003)		 NUCLEAR REACTOR SAFETY DESIGN CRITERIA 03/14/2001   YES
Except for the
 exclusions in
Para. 3b
 of the Order,
the provisions
of this Order
are to be
applied to
"covered
contractors"
 (see Order)
and the
provisions
will apply
to the extent
implemented
under a
contract or
other
agreement.		 No YES
DOE 5500.11 POWER MARKETING ADMINISTRATION EMERGENCY MANAGEMENT PROGRAM 05/09/1994   No No No
DOE 5610.2,
Change 1
(No Control Form)		 CONTROL OF WEAPON DATA 09/02/1986   YES
Appl. &
Reqts.		 No No
DOE 5639.8A SECURITY OF FOREIGN INTELLIGENCE  INFORMATION AND SENSITIVE COMPARTMENTED INFORMATION FACILITIES 07/23/1993   YES
Appl. &
Reqts.		 No No
DOE 5670.1A
(Control Form
Revised
03/04/2008)		 MANAGEMENT AND CONTROL OF FOREIGN INTELLIGENCE 01/15/1992   YES
Appl. &
Reqts.		 No No

MANUALS (3-Digit)
DOE M 135.1-1A DEPARTMENT OF ENERGY BUDGET EXECUTION---FUNDS DISTRIBUTION AND CONTROL MANUAL 01/09/2006 No No No No
DOE M 140.1-1B
 (Control Form
Revised
02/06/2003)		 INTERFACE WITH THE DEFENSE NUCLEAR FACILITIES SAFETY BOARD 03/30/2001 YES   No YES
DOE M 142.2-1 MANUAL FOR IMPLEMENTATION OF VOLUNTARY OFFER SAFEGUARDS AGREEMENT AND ADDITIONAL PROTOCOL WITH THE INTERNATIONAL ATOMIC ENERGY AGENCY 09/04/2008 YES YES
Appl. &
Reqts.		 No No
DOE M 151.1-1
(No Control Form)		 Power Marketing Administration Emergency Management Program Manual 09/18/2008 No No No No
DOE M 200.1-1,
Chapter 9
(Control Form
Revised
02/14/2008)		 PUBLIC KEY CRYPTOGRAPHY AND KEY MANAGEMENT 02/15/2000 No YES
Appl. &
Reqts.		 No No
DOE M 205.1-3 TELECOMMUNICATIONS SECURITY MANUAL (OFFICIAL USE ONLY) 04/17/2006 YES   No No
DOE M 205-1-4
(Control Form
Revised
02/14/2008)		 NATIONAL SECURITY SYSTEM MANUAL 03/08/2007 YES   No No
DOE M 205.1-5,
Administrative Change 1		 CYBER SECURITY PROCESS REQUIREMENTS MANUAL 09/01/2009 YES YES
Appl. &
Reqts.		 No No
DOE M 205.1-6,
Administrative Change 1		 MEDIA SANITIZATION MANUAL 09/01/2009 YES YES
Appl. &
Reqts.		 No No
DOE M 205.1-7,
Administrative Change 1		 SECURITY CONTROLS FOR UNCLASSIFIED INFORMATION SYSTEMS MANUAL 09/01/2009 YES YES
Appl. &
Reqts.		 No No
DOE M 205.1-8
Administrative Change 1		 CYBER SECRETARY INCIDENT MANAGEMENT MANUAL 09/01/2009 YES YES
Appl. &
Reqts.		 No No
DOE M 231.1-1A,
Change 2		 ENVIRONMENT, SAFETY, AND HEALTH REPORTING MANUAL 06/12/2007 YES   No YES
DOE M 231.1-2 OCCURRENCE REPORTING AND PROCESSING OF OPERATIONS INFORMATION 08/19/2003 YES   No YES
DOE M 321.1-1 INTERGOVERNMENTAL PERSONNEL ACT ASSIGNMENTS 08/24/2000 No No No No
DOE M 360.1-1B FEDERAL EMPLOYEE TRAINING MANUAL 10/11/2001 No No No YES
DOE M 411.1-1C SAFETY MANAGEMENT FUNCTIONS, RESPONSIBILITIES, AND AUTHORITIES MANUAL 12/31/2003 No No No YES
DOE M 426.1-1A FEDERAL TECHNICAL CAPABILITY MANUAL 05/18/2004 No No No YES
DOE M 435.1-1,
Change 1
(Control Form
Revised
02/26/2008)		 RADIOACTIVE WASTE MANAGEMENT MANUAL 06/19/2001 No YES
Appl. &
Reqts.		 No YES
DOE M 440.1-1A
(Control Form
 Revised
 02/12/2008)		 DOE EXPLOSIVES SAFETY MANUAL 01/019/2006 YES   No YES
DOE M 441.1-1 NUCLEAR MATERIAL PACKAGING MANUAL 03/07/2008 YES   No No
DOE M 442.1-1 DIFFERING PROFESSIONAL OPINIONS MANUAL FOR TECHNICAL ISSUES INVOLVING ENVIRONMENT, SAFETY, AND HEALTH 11/16/2006 YES   No YES
DOE M 450.3-1 THE DEPARTMENT OF ENERGY CLOSURE PROCESS FOR NECESSARY AND SUFFICIENT SETS OF STANDARDS 01/25/1996 No YES
Appl. &
Reqts.		 No YES
DOE M 450.4-1 INTEGRATED SAFETY MANAGEMENT SYSTEM MANUAL 11/01/2006 YES   No YES
DOE M 452.2-1A
 (No Control Form)		 NUCLEAR EXPLOSIVE SAFETY MANUAL 04/14/2009 YES   No YES
DOE M 452.2-2
(No Control Form)		 NUCLEAR EXPLOSIVE SAFETY EVALUATION PROCESSES 04/14/2009 YES   No YES
DOE M 452.4-1A PROTECTION OF USE CONTROL VULNERABILITIES AND DESIGNS 03/11/2004 YES   No No
DOE M 457.1-1 CONTROL OF IMPROVISED NUCLEAR DEVICE INFORMATION (OFFICIAL USE ONLY) 08/10/2006 YES   No No
DOE M 460.2-1A RADIOACTIVE MATERIAL TRANSPORTATION PRACTICES MANUAL FOR USE WITH DOE O 460.2A 06/04/2008 YES   No YES
DOE M 461.1-1,
Administrative Change 1		 PACKAGING AND TRANSFER OF MATERIALS OF NATIONAL SECURITY INTEREST MANUAL 07/26/2005 YES   No YES
DOE M 470.4-1,
Change 1		 SAFEGUARDS AND SECURITY PROGRAM PLANNING AND MANAGEMENT 03/07/2006 YES   No No
DOE M 470.4-2A
 		 PHYSICAL PROTECTION

NOTE:   Formally Section B, "Safeguards and Security Alarm Management System, has become Appendix C of this Manual and thus remains in effect.

 07/23/2009 YES   No No

 
DOE M 470.4-3A CONTRACTOR PROTECTIVE FORCE

NOTE:  This Manual cancels DOE M 470.4-3, Change 1, Protective Force, Attachment 2, Contractor Requirement Document (CRD) only (except Section C) dated 03/07/2006.		 11/05/2008 YES   No No
DOE M 470.4-4A INFORMATION SECURITY 01/16/2009 YES YES
Appl. &
Reqts.		 No No
DOE M 470.4-5 PERSONNEL SECURITY 08/26/2005 YES   No No
DOE M 470.4-6,
Change 1		 NUCLEAR MATERIAL CONTROL AND ACCOUNTABILITY 08/26/2006 YES No No YES
DOE M 470.4-7 SAFEGUARDS AND SECURITY PROGRAM REFERENCES 08/26/2005 No   No No
DOE M 470.4-8 FEDERAL PROTECTIVE FORCE 07/15/2009 No   No No
DOE M 471.1-1,
Change 1
(Control Form
Revised
03/04/2008)		 IDENTIFICATION AND PROTECTION OF UNCLASSIFIED CONTROLLED NUCLEAR INFORMATION MANUAL 10/23/2001 No YES
Appl. &
Reqts.		 No No
DOE M 471.2-3B SPECIAL ACCESS PROGRAM POLICIES, RESPONSIBILITIES, AND PROCEDURES (OFFICIAL USE ONLY) 10/29/2007 YES   No No
DOE M 471.3-1 MANUAL FOR IDENTIFYING AND PROTECTING OFFICIAL USE ONLY INFORMATION 04/09/2003 YES   No No
DOE M 475.1-1B IDENTIFYING CLASSIFIED INFORMATION 08/28/2007 YES   No No
DOE M 481.1-1A,
Change 1
(Control Form
Revised
09/12/2002)		 REIMBURSABLE WORK FOR NON-FEDERAL SPONSORS PROCESS MANUAL 09/28/2001 No YES
Appl. &
Reqts.		 No No
DOE M 483.1-1
(Control Form
Revised
02/06/2008)		 DOE COOPERATIVE RESEARCH AND DEVELOPMENT AGREEMENTS MANUAL 01/12/2001 No YES
Appl. &
Reqts.		 No No
DOE M 515.1-1 ADVISORY COMMITTEE MANAGEMENT PROGRAM 10/22/2007 No No No No
DOE M 552.1-1A U.S. DEPARTMENT OF ENERGY TRAVEL MANUAL 02/17/2006 No No
Contr. Ref'd
But
Not Appl.
to Contr.		 No No

NOTICES (3-Digit)
DOE N 125.1
(Control Form
Revised
02/20/2008)		 MANAGING CRITICAL MANAGEMENT IMPROVEMENT INITIATIVES 10/01/2003 No No No No
DOE N 144.1 CHANGE TO DOE O 1230.2

(NOTE:  In accordance with Secretary Bodman’s memorandum entitled “DOE American Indian and Alaska Natives Tribal Government Policy,” dated 01/20/2006, the Policy attached to DOE O 1230.2, "American Indian Tribal Government Policy," dated 04/08/1992, has been replaced and superseded by the attachment to DOE N 144.1, dated 10/20/2006. This change is effective immediately. DOE O 1230.2 will be Revised to incorporate this change at a later date.)

 10/20/2006 No No No No
DOE N 150.1 CONTINUITY OF OPERATIONS 01/14/2005 No No No No
DOE N 203.1 SOFTWARE QUALITY ASSURANCE 10/02/2000 YES   No YES
DOE N 205.17 CANCELLATION OF DIRECTIVES

(NOTE:  Cancels DOE M 205.1-1 and DOE M 205.1-2)		 04/11/2007 No No No No
DOE N 205.18 CANCELLATION OF DIRECTIVES

(NOTE:  Cancels DOE G 205.1-1; DOE G 205.2-1; and DOE G 205.3-1)		 06/06/2007 No No No No
DOE N 206.4
(Control Form
Revised
02/14/2008)		 PERSONAL IDENTITY VERIFICATION 06/29/2007 YES   No No
DOE N 221.15 REPORTING FRAUD, WASTE AND ABUSE 01/05/2009 YES YES
 Appl.		 No No
DOE N 234.1 REPORTING OF RADIOACTIVE SEALED SOURCES 02/27/2008 YES YES
 Appl.		 No No
DOE N 251.72 CANCELLATION OF DIRECTIVE

(NOTE:  Cancels DOE O 1350, Change 1)		 12/06/2007 No No No No
DOE N 251.73 EXTENSION OF DOE N 206.5, RESPONSE AND NOTIFICATION PROCEDURES FOR DATA BREACHES INVOLVING PERSONALLY IDENTIFIABLE INFORMATION

(NOTE:  Extends DOE N 206.5 until 01/09/2009.)		 10/09/2008 YES  No No No
DOE N 251.74 EXTENSION OF DOE N 206.4

(NOTE:  Extends DOE N 206.4 until 06/29/2009.)		 11/24/2008 YES No No No
DOE N 251.75 CANCELLATION OF DIRECTIVE

(NOTE:  Cancels DOE M 413.3-1)		 01/13/2009 YES YES
 Appl.		 No No
DOE N 251.76 EXTENSION OF DOE N 234.1, REPORTING OF RADIOACTIVE SEALED SOURCE

(NOTE:  Extends DOE N 234.1 until 02/27/2010.)		 06/09/2009 YES YES
 Appl.		 No No
DOE N 251.77 CANCELLATION OF DIRECTIVES

(NOTE: Cancels SEN-17-90 and DEN-19A-92)		 08/26/2009 No No No No
DOE N 251.78 CANCELLATION OF SEN-22-90 10/12/2009 No YES
 Appl.		 No No
DOE N 313.1 MANAGEMENT AND FUNDING OF THE DEPARTMENT'S OVERSEAS PRESENCE 10/06/2008 No No No No
DOE N 326.14
(No Control Form;
Distributed by
CC-10, Office of
Chief Counsel)		 ANNUAL CONFIDENTIAL  FINANCIAL DISCLOSURE REPORT
(OGE FORM 450 or 450A)		 09/30/2005 No -- No No
DOE N 326. 15
 (No Control Form;
Distributed by
CC-10, Office of
Chief Counsel)		 ANNUAL CONFIDENTIAL  FINANCIAL DISCLOSURE REPORT
(OGE FORM 450 or 450A)

(NOTE:  This Notice amends DOE N 326.14 to add exemptions for NNSA employees who are now in pay bands. DOE N 326.14 contains information on who must file, when and where to file.		 0/25/2008 No -- No No
DOE N 350.2
 (Control Form
Revised
02/12/2008)		 SUPPLEMENTAL REQUIREMENTS FOR THE USE OF MANAGEMENT AND OPERATING OR OTHER FACILITY MANAGEMENT CONTRACTOR EMPLOYEES FOR SERVICES TO DOE IN THE WASHINGTON, D.C., AREA 10/19/2005 No No No No
DOE N 451.1
(Supplements
DOE O 451.1B,
Change 1)		 CHANGE TO DOE ORDER 451.1B

(NOTE:  This Notice transfers responsibility of DOE O 451.1B (thru Change 1, dated 09/28/2001), " National Environmental Policy Act Compliance Program," dated 09/28/2001, from Assistant Secretary for Environment, Safety, and Health (EH) to Office of General Counsel (GC). Transfer is in accordance with Secretary Bodman’s memorandum on Establishment of the Office of Health, Safety and Security dated 08/30/2006. Any reference made in DOE O 451.1B to the Assistant Secretary for Environment, Safety and Health will instead be read as a reference to the General Counsel. This change is effective immediately. The above Order will be Revised to reflect this change at a later date.)

 10/06/2006 No No No YES
DOE N 456.1 THE SAFE HANDLING OF UNBOUND ENGINEERED NANOPARTICLES 01/05/2009 Yes YES
 Appl.		 No No
DOE N 470.4 RECIPROCAL RECOGNITION OF EXISTING PERSONNEL SECURITY CLEARANCES/ACCESS AUTHORIZATION 01/16/2009 Yes YES
 Appl. &
Reqts.		 No No
DOE N 470.5 IMPLEMENTATION OF SECTION 1072 OF THE NATIONAL DEFENSE AUTHORIZATION ACT FOR FISCAL YEAR 2008, 08/12/2009 No No No No

GUIDES (3-Digit)
DOE G 120.1-5
(Control Form
Revised
02/05/2003)		 GUIDELINES FOR PERFORMANCE MEASUREMENT 06/30/1996 No   No No
DOE G 151-1A EMERGENCY MANAGEMENT FUNDAMENTALS AND THE OPERATIONAL EMERGENCY BASE PROGRAM

NOTE:  Cancels DOE G 151.1-1, Volume 1		 07/11/2007 No   No YES
DOE G 151.1-2 Technical Planning Basis

NOTE:  Cancels DOE G 151.1-1, Volume 2		 07/11/2007 No   No YES
DOE G 151.1-3 Programmatic Elements

NOTE:  Cancels DOE G 151.1-1, Volume 5, Chapters 1-4, and Volume 7, Chapters 1and 3		 07/11/2007 No   No YES
DOE G 151.1-4 Response Elements

NOTE:  Cancels DOE G 151.1-1, Volume 3, Chapters 1 -4, Volume 4, Chapter 1-6		 07/11/2007 No   No YES
DOE G 151.1-5 Biosafety Facilities 07/11/2007 No   No YES
DOE G 200.1-1
(Control Form
Revised
05/29/2008)		 SOFTWARE ENGINEERING METHODOLOGY 05/21/1997 No   No YES
DOE G 225.1A-1 IMPLEMENTATION GUIDE FOR USE WITH
DOE O 225.1A, ACCIDENT INVESTIGATIONS		 11/26/1997 No   No YES
DOE G 226.1-1 SAFEGUARDS AND SECURITY OVERSIGHT AND ASSESSMENTS IMPLEMENTATION GUIDE 12/21/2007 No   No  
DOE G 231.1-1 OCCURRENCE REPORTING AND PERFORMANCE ANALYSIS GUIDE 08/20/2003 No   No YES
DOE G 231.1-2 OCCURRENCE REPORTING CAUSAL ANALYSIS GUIDE 08/20/2003 No   No YES
DOE G 241.1-1A GUIDE TO THE MANAGEMENT OF SCIENTIFIC AND TECHNICAL INFORMATION 11/23/2001 No   No No
DOE G 242.1-1 FORMS MANAGEMENT GUIDE FOR USE WITH
DOE O 200.1, INFORMATION MANAGEMENT PROGRAM		 05/08/2000 No   No No
DOE G 252.1-1 TECHNICAL STANDARDS PROGRAM GUIDE 11/19/1999 No   No YES
DOE G 341.1-1A GUIDE ON FEDERAL EMPLOYEE OCCUPATIONAL MEDICAL PROGRAMS 10/18/2007 No   No YES
DOE G 341.1-2A GUIDE ON FEDERAL EMPLOYEE ASSISTANCE PROGRAMS 10/18/2007 No   No YES
DOE G 413.3-1 Managing Design and Construction Using Systems Engineering for Use with DOE O 413.3A 09/23/2008 No   No No
DOE G 413.3-2 QUALITY ASSURANCE GUIDE FOR PROJECT MANAGEMENT 06/27/2008 No   No No
DOE G 413.3-3 SAFEGUARDS AND SECURITY FOR PROGRAM AND PROJECT MANAGEMENT 11/15/2007 No   No No
DOE G 413.3-4 U.S. DEPARTMENT OF ENERGY TECHNOLOGY READINESS ASSESSMENT GUIDE 10/12/2009 No   No No
DOE G 413.3-5 U.S. Department of Energy Performance Baseline Guide 09/12/2008 No   No No
DOE G 413.3-6 HIGH PERFORMANCE SUSTAINABLE BUILDING 06/20/2008 No   No No
DOE G 413.3-7 Risk Management Guide 09/16/2008 No   No No
DOE G 413.3-8  Environmental Management (EM) Cleanup Projects 09/24/2008 No   No No
DOE G 413.3-9 U.S. Department of Energy Project Review Guide for Capital Asset Projects 09/23/2008 No   No No
DOE G 413.3-10 EARNED VALUE MANAGEMENT SYSTEM (EVMS) 05/06/2008 No   No No
DOE G 413.3-11 PROJECT MANAGEMENT LESSONS LEARNED 08/05/2008 No   No No
DOE G 413.3-13 U.S. DEPARTMENT OF ENERGY ACQUISITION STRATEGY GUIDE FOR CAPITAL ASSET PROJECTS 07/22/2008 No   No No
DOE G 413.3-14 Information Technology Project Guide 09/12/2008 No   No No
DOE G 413.3-15 Department of Energy Guide for Project Execution Plans 09/12/2008 No   No No
DOE G 413.3-16 Project Transition/Closeout (CD-4) 09/24/2008 No   No No
DOE G 413.3-17 MISSION NEED STATEMENT GUIDE 06/20/2008 No   No No
DOE G 413.3-18 Integrated Project Teams Guide for Use with
DOE O 413.3A		 09/24/2008 No   No No
DOE G 414.1-1B MANAGEMENT ASSESSMENT AND INDEPENDENT ASSESSMENT GUIDE FOR USE WITH 10 CFR PART 830, SUBPART A, AND
DOE O 414.1C, QUALITY ASSURANCE;
DOE M 450.4-1, INTEGRATED SAFETY MANAGEMENT SYSTEM MANUAL; AND
DOE O 226.1A, IMPLEMENTATION OF DEPARTMENT OF ENERGY OVERSIGHT POLICY		 09/27/2007 No   No YES
DOE G 414.1-2A QUALITY ASSURANCE MANAGEMENT SYSTEM GUIDE FOR USE WITH
10 CFR 830 SUBPART A, QUALITY ASSURANCE REQUIREMENTS, AND
DOE O 414.1C, QUALITY ASSURANCE		 06/17/2005 No   No YES
DOE G 414.1-3 SUSPECT/COUNTERFEIT ITEMS GUIDE FOR USE WITH
10 CFR 830 SUBPART A, QUALITY ASSURANCE REQUIREMENTS, AND
DOE O 414.1B, QUALITY ASSURANCE

(NOTE:  DOE G 414.1-3 cancels and replaces DOE G 440.1-6.)

 11/03/2004 No   No YES
DOE G 414.1-4 SAFETY SOFTWARE GUIDE FOR USE WITH
10 CFR 830 SUBPART A, QUALITY ASSURANCE REQUIREMENTS, AND
DOE O 414.1C, QUALITY ASSURANCE		 06/17/2005 No