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technology transfer and economic development

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user facilities work for others user facilities user facility agreements Joyce Shepherd email shepherdjw@ornl.gov cooperation research and development agreements use permits nondisclosure agreements Casey Porto  email address portoca@ornl.gov

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Work for Others
WFOs allow ORNL to offer our unique resources and expertise to private industry or other non-federal sponsors. The sponsor provides 100% of the funding. DOE Order 481.1 establishes requirements and provides typical language for WFO agreements.

Reimbursable work for non-federal sponsors process manual u.s. dept of energy crada link

Work For Others (Non-Department of Energy Funded Work)

Action Steps for WFO
  ORNL BOTH Sponsors
1   Researchers discuss ideas, identify mutual interest, draft scope of work  
2 Determine contract considerations   Identify corporate support
3 Complete appropriate project information forms for DOE review/approval Draft Statement of Work with milestones  
4 Submit project information forms to DOE Operations Office; send draft WFO agreement to Sponsor   Review draft WFO
5   Negotiate WFO terms  
6 Prepare final WFO Review final WFO  
7 Obtain DOE Operations and DOE HQ approval (if needed) of WFO   Approve final WFO
8   Execute WFO  

Keys to a Successful Implementation

  • Principal investigators responsible for the technical effort communicate early.
  • Technology Transfer staff responsible for coordinating implementation communicate early.
  • All parties agree on funding levels and sources before starting the process.
Considerations: (1) product, general, and intellectual property indemnification; (2) advance payment requirements; (3) national laboratory cannot accept another federal or state agency’s “flow-down” terms when industry sponsor is using public funds; (4) national laboratory cannot compete with private sector; (5) FAR does not apply since the national laboratory is doing a third-party agreement.
   

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